About The Company
Lion Global Investors, a member of the Oversea-Chinese Banking Corporation Limited (OCBC) Group, is one of the largest asset management companies in Southeast Asia, with group assets under management of S$57.8 billion (US$40.6 billion) as at 31 March 2020.
Established since 1986, we are uniquely positioned to provide Asian equities and fixed income strategies and funds to both institutional and retail investors.
Our Strong Parentage
Our Asian credentials are firmly established by our membership of the Oversea-Chinese Banking Corporation Limited (OCBC) Group. Lion Global Investors is 70% owned by Great Eastern Holdings Limited, a subsidiary of OCBC Bank, and 30% owned by Orient Holdings Private Limited, a wholly-owned subsidiary of OCBC Bank.
OCBC Bank, established in 1932, is now the second-largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s. Recognised for its financial strength and stability, OCBC Bank is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore and the Asia Pacific by The Asian Banker.
Operations Trainee - Investment Compliance (12 months)
Responsibilities:
• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Reviewing and coding of investment guidelines for new and/or existing mandates
• Pre and post trade monitoring of investment guidelines and following up on breaches identified
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers
Requirements:
• Graduated with a Bachelor Degree in 2019/2020
• Proficient in Microsoft Office applications
• Meticulous individual
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude
Technical Skills and Competencies the trainee will learn:
• Sound knowledge of the asset management industry
• Learn on-the-job and understand the different financial instruments including fixed income, equities, FX and derivatives
• Understand and appreciate the various Compliance Regulations such as Collective Investment Scheme, Securities and Futures Act, CPF Investment Guidelines etc
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- Company:
Lion Global Investors Limited - Designation:
Operations Trainee - Investment Compliance - Profession:
Banking / Finance - Industry:
Finance - Location:
Downtown Core