Webull Securities (Singapore) Pte Ltd – Compliance Intern

At Webull, we believe that everyone should have an equal opportunity to control their own financial future. 

In order to make this a reality, we work tirelessly to make sure all the key trading features (a comprehensive news cycle, real-time market data, and analytical tools) are completely free. We pride ourselves on our consistent platform innovation and granular datasets that will drive our customers to make smarter financial decisions.  We are expanding and currently looking for the following person to join our team. 

Responsibilities: 

• Conduct Customer Due Diligence reviews in accordance with AML requirements. 
• Reviewing name screening alerts on a timely basis. 
• Reviewing transaction monitoring alerts on a timely basis. 
• Escalating suspicious alerts for further review and investigation. 
• Conduct trade surveillance to detect potential market abuse. 
• Monitor and analyse daily transactions for signs of money laundering. 
• Perform assurance testing and monitoring to assess the effectiveness of key controls designed to address compliance and control issues and management escalation and reporting. 
• Assist to prepare or generate compliance related reports. 
• Assist in reviewing of any regulatory changes (new and revised). 
• Any other ad-hoc tasks as assigned.

Requirements: 

• Degree/Diploma in any discipline, preferably in a business-related field. 
• Experience in financial compliance would be an added advantage. 
• High personal standards of integrity, ethics and commitment to fulfilling the objectives of the position. 
• Attention to details in investigation of alerts and reviewing customers’ profiles. 
• Good command of spoken and written English. 
• Ability in spoken and written Chinese would be preferred but not necessary. 
• Team player with excellent interpersonal and communication skills. 
• Able to work independently with minimal supervision. 
• Proficient in MS Office applications.