IPP Financial Advisers Pte Ltd – Compliance Intern, Compliance & Practice Standards

Company
IPP Financial Advisers Pte Ltd
Designation
Compliance Intern, Compliance & Practice Standards
Date Listed
17 Jun 2019
Job Type
Internship / Contract   ( Entry Level / Junior Executive )
Job Period
Immediate Start, For At Least 3 Months
Location Name
78 Shenton Way, IPP Financial Advisers Pte Ltd, Singapore
Address
78 Shenton Way, Singapore 079120
Map
Allowance / Remuneration
$800 monthly
Profession
Banking / Finance
Industry
Finance
Company Profile

We are one of the leading licensed financial advisory Firm that has been providing financial planning services to clients for more than 3 decades. We provide a platform to groom and nurture talents in the area of compliance. The compliance intern role is to provide support in order to ensure that the company and its representatives conduct their business in compliance with the regulatory requirements.

Job Description

Your Opportunities:

- Experience a variety of challenges and have plenty of opportunities to interact with management and senior executives who will help and guide you in your compliance career.

- Exposure to the various functions of the Compliance Department and opportunity to gain knowledge on local regulatory requirements.

Job duties include:

- Provide administrative support to the company’s Compliance officers

- Assist in client onboarding processes; i.e. name screening (AML)

- Be familiar or become familiar with applicable MAS Regulations

- Learn the business processes and procedures of a Licensed Financial Adviser

- Provide guidance and support to business units on regulatory compliance matters

- Review of documents submitted by representatives

- Assist in preparation of documents, presentations and reports

- Assist in any other assignment, duties and projects assigned by Head of Department

This position is already closed and no longer available.  You may like to view the other latest internships here.
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