Lion Global Investors Limited – Intern, Investment Compliance

Lion Global Investors, a member of the Oversea-Chinese Banking Corporation Limited (OCBC) Group, is one of the largest asset management companies in Southeast Asia, with group assets under management of S$70.7 billion (US$52.4 billion) as at 31 December 2021.

Established since 1986, we are uniquely positioned to provide Asian equities and fixed income strategies and funds to both institutional and retail investors.

Job Description

• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Reviewing and coding of investment guidelines for new and/or existing mandates
• Pre and post trade monitoring of investment guidelines and following up on breaches identified 
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers

Job Requirements

• University Degree in Business/Finance/Accounting
• Proficient in Microsoft Excel
• Positive/good learning attitude
• Meticulous & self-motivated individual
• Good interpersonal skills
• Team player and able to multi task
• Can commit for a period of 6 months