Who We Are
Incorporated in 2021, Webull Securities (Singapore) Pte. Ltd. is regulated by the Monetary Authority of Singapore (MAS) and holds a Capital Markets Services (CMS) Licence under the Securities and Futures Act 2001.Leveraging on our wide global presence, we aim to expand and serve the APAC region, starting with Singapore as our APAC Regional Headquarters. We will continue our success story into Singapore by offering an all-in-one self-directed investment platform that provides quality user experience and advanced tools and services. Our key features include true zero commission, free real-time quotes, full extended hours trading and 24/7 in-app help centre. Learning, Sharing, Investing. Webull Singapore will create a community for like-minded investors, educating and empowering them with the best-in-class tools and information to make better investment decisions.
Responsibilities:
- Conduct Customer Due Diligence reviews in accordance with AML requirements.
- Reviewing name screening alerts on a timely basis.
- Reviewing transaction monitoring alerts on a timely basis.
- Escalating suspicious alerts for further review and investigation.
- Perform assurance testing and monitoring to assess the effectiveness of key controls designed to address compliance and control issues and management escalation and reporting.
- Assist to prepare or generate compliance related reports.
- Assist in reviewing of any regulatory changes (new and revised).
- Any other ad-hoc tasks as assigned.
Requirements:
- Degree/Diploma in any discipline, preferably in a business-related field.
- Experience in handling AML/KYC would be an added advantage.
- High personal standards of integrity, ethics and commitment to fulfilling the objectives of the position.
- Attention to details in investigation of alerts and reviewing customers’ profiles.
- Good command of spoken and written English.
- Ability to speak Chinese would be preferred but not necessary.
- Team player with excellent interpersonal and communication skills.
- Able to work independently with minimal supervision.
- Proficient in MS Office applications.
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- Company:
Webull Securities (Singapore) Pte. Ltd. - Designation:
AML/KYC Intern - Profession:
Banking / Finance - Industry:
Finance - Location:
Downtown Core