Swiss-Asia Financial Services Pte Ltd holds a Capital Markets Services (CMS) License under the Singapore Securities and Futures Act (SFA) to conduct regulated activities in Fund Management and Advisory for accredited investors.
Swiss-Asia has acquired extensive experience over the years and built a broad network of industry suppliers across Asia which it makes available to its partners. With direct presence in key Asian markets, Swiss-Asia provides dedicated incubation space in Singapore and Hong Kong for Wealth Managers, Hedge Funds and Family Offices. Swiss-Asia delivers significant competitive advantages across a broad range of services which ensures a personalised and sustainable relationship with its partners.
Responsibilities
- Collation of client documentation
- Maintaining client database
- Performs AML/KYC checks
- Provide proactive support in addressing issues and queries relating to periodic reviews and all client static data updates
- Update CDD risk rating
- Other relevant ad-hoc duties or administrative tasks assigned by the Compliance team
Qualifications / Requirements:
- Fast learner
- Highly organised with excellent attention to detail
- Good communication and diplomacy skills to review and understand complex KYC information
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- Company:
Swiss-Asia Financial Services - Designation:
Compliance Intern - Profession:
Banking / Finance - Industry:
Finance - Location:
Tanjong Pagar