Lion Global Investors Limited – Investment Compliance (6 Months)

As the dedicated asset management arm of Oversea-Chinese Banking Corporation (OCBC) Group which includes OCBC Bank and Great Eastern Assurance, LGI is one of the leading asset managers in Southeast Asia with S$68.4 billion (US$51 billion) in Assets Under Management as at 31 December 2022. 

Job Responsibilities

• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Pre and post trade monitoring of investment guidelines and following up on breaches identified 
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers

Job Requirements

• University Degree in Business/Finance/Accounting
• Proficient in Microsoft Excel
• Positive/good learning attitude
• Meticulous & self-motivated individual
• Good interpersonal skills
• Team player and able to multitask
• Able to commit 6 months, from June/Jul 2023

Please be informed that only shortlisted candidates will be notified.