Lion Global Investors Limited – Intern, Regulatory Compliance (6 Months)

Job Description

• Carry out compliance reviews and monitoring to assess the effectiveness and efficiency of the controls and processes to comply with relevant regulations, company's policies and procedures, anti-money laundering and countering terrorist financing regulations and procedures
• Assist in the review and approval of marketing materials
• Assist in the review and monitoring of compliance with substantial shareholding reporting requirements
• Handle other compliance duties and ad-hoc projects as assigned

Job Requirements

• Undergraduate pursuing a degree in Business / Finance / Accountancy / Law or related fields
• Proficient in Microsoft Office Applications
• Independently motivated to deliver high quality work.
• Attention to detail, careful and able to responsibly discharge duties assigned
• Good team player
• Good writing skills and attention to details
• Good organization skills with ability to manage multiple tasks and work independently within short deadlines
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude
• Good IT and project management skills with knowledge in programming and coding would be an added advantage
• Able to commit 6 months, from Dec 2023/Jan 2024