Lion Global Investors Limited – Intern – Investment Compliance

The selected candidate will support the Investment Compliance team within the Operations Division. 

Job Responsibilities

• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Reviewing and coding of investment guidelines for new and/or existing mandates
• Pre and post trade monitoring of investment guidelines and following up on breaches identified 
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers

Job Requirements

• University Degree in Business/Finance/Accounting
• Proficient in MS Office and access
• Meticulous individual
• Good communication and interpersonal skills 
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude