Founded in 2004, Swiss-Asia Financial Services Pte Ltd holds a Capital Markets Services (CMS) License under the Singapore Securities and Futures Act (SFA) to conduct regulated activities in Fund Management and Advisory for accredited investors.
The company is envisaging acquiring an Introducing Brokers licence. This licence has regulatory and organizational requirements/obligations as well as costs. The company wishes to analyse the benefits and financial implications of such a project.
1.Assess the company’s new business proposal and understand the regulatory and operational challenges and propose suitable business process
2.Generate full SWOT analysis and profitability assessment
3.Propose the integration process
4.Conduct a vulnerability assessment – where are the risks
5.Analyse the multiple vendors solutions to ensure the smooth
6.Developing and implementing policies and governance, ensuring that the compliance control requirements are met in alignment with the regulations put forth by the regulators;
7.Work with internal stakeholders in planning control metrics and processes to meet business needs.
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- Company:
Swiss-Asia Financial Services Pte Ltd - Designation:
Business Analyst - Profession:
Others / General Work - Industry:
Finance