Instarem Pte Ltd – Compliance Executive

Requirement:

We are seeking a Compliance Executive to work with our Regulatory Compliance Team. The role is based in Singapore and reports to the Compliance Head for Asia. This position has responsibility to our Compliance Programs in Singapore.

This is a full time employment role, we are not hiring interns at the moment.

Candidates should expect a fair amount of traveling, ranging from 2-4 appointments per day.

Responsibilities:

Review and conduct AML/KYC/PEP and Sanction Checks 

Act as the subject matter expert for documentation & KYC requirements and processes relating to client on-boarding 

Respond to queries and provide guidance to clients, or refer to relevant departments;

Document and Maintain KYC documents;

Identify issues whenever applicable and ensure appropriate action is taken ;

Escalation of any major issues to the Head of Compliance Asia, the Compliance Team and Senior Management;

Seek and relay timely and comprehensive advice to the front office in the design and implementation of controls in the product sales and marketing process, in compliance with the relevant regulatory requirements in Singapore;

Participate in new business initiatives and the product due diligence process by providing timely and comprehensive advice from a compliance and regulatory perspective;

Participate in project work as a Compliance liaison to support InstaReM in the implementation of new innovations;

Any other ad-hoc duties and projects assigned by the Senior Manager, Compliance and the Head of Compliance Asia.

Qualifications and Skills:

Have a working knowledge of AML/CDD processes.

Possess strong interpersonal and communications skills;

Proficient Microsoft Office skills and have excellent written and verbal English;

Have a relevant degree; or relevant professional qualification

Have the ability to work on own initiative, ability to prioritize workloads and deliver to tight timescales.